Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wesley Kapsimalis is an investment advisor representative associated with Centaurus Financial, Inc. Steven is a registered investment advisor in Alaska, Arizona, California, Hawaii, Idaho, Oregon, Texas, Utah, and Washington. Steven has been in the financial services industry since 1982. Steven has also been a licensed insurance agent with Crump Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/15/2013 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
UT
03/29/2012 - 04/04/2012
FIRST WESTERN ADVISORS (HOLLADAY UT)
UT
11/01/2007 - 04/02/2012
PAULSON INVESTMENT COMPANY, INC. (SOUTH JORDAN UT)
UT
05/31/1995 - 11/23/2007
INVESTMENT MANAGEMENT CORPORATION (SANDY UT)
UT
09/30/1987 - 05/18/1995
FIRST WESTERN ADVISORS (HOLLADAY UT)
NA
08/08/1986 - 10/01/1987
PAINEWEBBER INCORPORATED
NA
11/24/1982 - 08/21/1986
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 07/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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