Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Worthley is a financial advisor who has been working in the industry since June 20, 2000. Steven is currently registered with National Financial Services LLC, a firm that provides investment advisory services and brokerage services. Steven has a variety of licenses and certifications, including Series 6, 7, 24 and 63. Steven also has experience working at Sentinel Securities, Inc., and Brown & Company Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
10/23/2008 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
01/11/2005 - 01/03/2007
SENTINEL SECURITIES, INC. (WAKEFIELD MA)
MA
08/14/2000 - 08/13/2004
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
02/13/1998 - 06/23/2000
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
BC
Issued 03/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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