Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Schindler is a financial advisor at LPL Financial LLC. Steven has been in the financial services industry since 1985. Steven holds Series 3, 7, 24, 63 and 65 licenses, as well as an SIE designation. Steven has worked for several firms including Piper Jaffray & Co., U.S. Bancorp Investments, Inc., Smith Barney Inc., and Lehman Brothers Inc. Steven is currently registered in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/28/2013 - Present
LPL Financial LLC (CARMEL IN)
MN
04/13/1995 - 05/11/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
10/25/2001 - 02/08/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
07/31/1993 - 04/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/20/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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