linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Wayne Reese

Equitable Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Wayne Reese

Steven Wayne Reese is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with Equitable Distributors, LLC and has previously been registered with SUNAMERICA CAPITAL SERVICES, INC., JOHN HANCOCK DISTRIBUTORS LLC, MANULIFE WOOD LOGAN, INC., NATHAN & LEWIS SECURITIES, INC., and PML SECURITIES COMPANY. Steven has a strong track record of providing financial advice to clients in Florida, Georgia, Maryland, New York, Tennessee, Virginia, West Virginia, and Wisconsin. Steven holds Series 6, 63, and 65 licenses, as well as the SIE.

Firm Information

Steven Reese is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Reese’s Registration & Firm History

NC

05/08/2013 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

01/03/2012 - 04/29/2013

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MA

01/01/2002 - 12/05/2011

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CT

03/23/1999 - 01/01/2002

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

NY

02/07/1996 - 12/31/1997

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

DE

06/21/1993 - 12/31/1995

PML SECURITIES COMPANY (NEWARK DE)

Not sure if Steven Wayne Reese is right for you?

Licenses & Designations

IA

Issued 12/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Wayne Reese.
Not sure if Steven Wayne Reese is right for you?