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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Loyd is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Steven has been in the financial industry since 1997 and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009. Steven is registered in 53 states and the District of Columbia. Steven is also registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Steven holds the Series 66, Series 63, Series 9, Series 10, Series 31, and Series 7 licenses. Steven offers a variety of financial services including portfolio management, financial planning, and investment advice. Steven is also a specialist in retirement planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/18/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KANSAS CITY MO)
MO
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPRINGFIELD MO)
NA
08/13/1997 - 01/01/1998
NATIONSSECURITIES
MO
06/17/1997 - 08/13/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
BOTH
Issued 03/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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