Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wayne Kalt is an investment advisor representative associated with LPL Enterprise, LLC. Steven has been in the securities industry since 1986 and has been registered with FINRA and the SEC since 1988. Steven is licensed in several states and holds a variety of licenses, including Series 7, Series 63, Series 27, Series 65 and the SIE. Steven specializes in portfolio management for individuals and businesses, and also provides financial planning services and conducts educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (WHITE PLAINS NY)
NJ
10/23/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
04/07/1989 - 09/21/1990
GLOBAL CAPITAL SECURITIES, INC.
NY
08/15/1988 - 02/04/1989
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NA
02/11/1988 - 08/22/1988
I. A. RABINOWITZ & CO.
NA
08/08/1985 - 01/27/1987
TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC.
NA
09/18/1984 - 11/25/1985
HICKEY, KOBER, INCORPORATED
IA
Issued 11/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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