Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wayne Gustafson is an investment advisor representative with Raymond James & Associates, Inc., a firm with offices in Omaha, NE. Steven has over 29 years of experience in the financial services industry, beginning in June 1994 with Everen Securities, Inc. in St. Louis, MO. Steven has also worked with UBS Financial Services Inc. in Omaha, NE, and Wells Fargo Clearing Services, LLC. Steven has passed the Series 63, Series 65, Series 7, and SIE exams. Steven is registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maine, Maryland, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New York, North Dakota, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin. Steven specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, insurance companies, banking or thrift institutions, and pension and profit-sharing plans. Steven's experience and expertise make him a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
09/10/2021 - Present
Raymond James & Associates, Inc. (OMAHA NE)
NE
05/11/2007 - 09/20/2021
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
10/15/1999 - 05/25/2007
UBS FINANCIAL SERVICES INC. (OMAHA NE)
MO
06/01/1994 - 10/25/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 02/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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