Unclaimed
Steven Wayne Asche is a financial advisor who has been active in the industry since September 2, 1991. Steven is registered as a Registered Representative and Investment Advisor Representative and currently works for Thrivent Investment Management Inc. in Fargo, North Dakota. Steven is licensed to provide investment advice in Arizona, Arkansas, California, Colorado, Florida, Iowa, Kentucky, Maryland, Michigan, Minnesota, Nebraska, New Hampshire, New Mexico, New York, North Dakota, Ohio, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, Virginia, Washington and Wisconsin. Steven has a strong track record of success in the financial services industry, and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
02/13/2014 - Present
Thrivent Investment Management Inc. (FARGO ND)
BOTH
Issued 06/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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