Unclaimed
Steven Wayne Arnold is a financial advisor at LPL Financial LLC. Steven has been in the industry since 1995 and has a wide range of experience. Steven is registered in several states and holds Series 63, 65, 7, 24, and SIE licenses. Steven also offers a variety of services, including financial planning, portfolio management, and educational seminars. Steven is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/28/2009 - Present
LPL Financial LLC (FARMINGTON HILLS MI)
MI
01/20/2004 - 07/10/2008
NATIONAL PLANNING CORPORATION (FARMINGTON HILLS MI)
CT
02/02/1998 - 01/22/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
OH
07/18/1995 - 02/10/1998
VESTAX SECURITIES CORPORATION (HUDSON OH)
CA
04/20/1995 - 07/26/1995
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 08/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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