Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Warren Cooke is a financial advisor with Benjamin F. Edwards & Company, Inc. Steven has been in the financial industry for over 30 years. Steven Warren Cooke holds Series 3, 7, 8, 9, 10, 63, and 65 licenses and the SIE designation. Steven is registered with the state of Arizona. Steven Warren Cooke has also worked with Morgan Stanley and Citigroup Global Markets Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/08/2021 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
AZ
06/01/2009 - 10/16/2019
MORGAN STANLEY (TUCSON AZ)
AZ
04/18/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TUCSON AZ)
GA
09/23/1999 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
SC
02/13/1998 - 10/29/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NC
12/19/1989 - 11/10/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 06/01/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Cooke is the right advisor for you? Invested Better is here to help.
