Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wallace Schmitt is a financial advisor with over 20 years of experience in the industry. Steven is registered with Raymond James & Associates, Inc. in Paramus, New Jersey. Steven is a Certified Financial Planner and has a Series 7, Series 31 and Series 66 license. Steven has previously worked at Morgan Stanley and Wells Fargo Advisors, LLC. Steven's practice focuses on providing financial advice to individuals, families, and businesses. Steven is dedicated to helping clients achieve their financial goals. Steven is also involved in the community and serves on the board of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/22/2022 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
NY
10/07/2016 - 11/29/2022
MORGAN STANLEY (New York NY)
NJ
05/06/2004 - 10/12/2016
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NY
03/13/2002 - 04/06/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
12/18/2001 - 03/12/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BOTH
Issued 07/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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