Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Walker Womack is a financial advisor with over 27 years of experience in the industry. Steven currently works with J.p. Morgan Securities LLC in the Dallas, TX area. Steven has previously worked at Morgan Stanley & Co. LLC, Susquehanna Financial Group, LLLP, UBS Securities LLC and CIBC World Markets Corp. Steven has a broad base of expertise in various investment categories and is registered to offer investment services in all 50 states. Steven has held Series 63, Series 7, Series 65 and SIE licenses. Steven also holds a Series 63 license. Steven is committed to providing personalized financial guidance and investment strategies tailored to each client's individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
07/05/2023 - Present
J.p. Morgan Securities LLC (Dallas TX)
IL
01/15/2013 - 07/21/2022
MORGAN STANLEY & CO. LLC (Chicago IL)
IL
08/18/2011 - 09/27/2012
SUSQUEHANNA FINANCIAL GROUP, LLLP (CHICAGO IL)
TX
03/24/2000 - 06/21/2011
UBS SECURITIES LLC (DALLAS TX)
NY
02/27/1995 - 04/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 07/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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