Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wagner is a financial advisor with HSBC Securities (USA) Inc., located in NEW HYDE PARK, NY. Steven has been in the financial industry for over 20 years, and is registered as a Registered Representative and Investment Advisor Representative in New York. Steven holds the Series 7, 24, 63, 66, and SIE licenses. He has previously worked for CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/19/2023 - Present
Hsbc Securities (usa) Inc. (NEW HYDE PARK NY)
NY
03/27/2015 - 06/05/2020
HSBC SECURITIES (USA) INC. (CEDARHURST NY)
NY
05/29/2007 - 01/30/2014
CITIGROUP GLOBAL MARKETS INC. (UNIONDALE NY)
NY
07/07/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (UNIONDALE NY)
BOTH
Issued 07/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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