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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Pollock is a financial advisor with Merit Financial Advisors. Steven has been in the financial services industry since September 28, 2006. Steven is a Certified Financial Planner™ professional. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Steven is also registered with the states of California, Louisiana, and Texas. Steven works with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees
1
2
CA
03/06/2022 - Present
Merit Financial Advisors (SAN DIEGO CA)
CA
09/15/2020 - 08/16/2024
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/25/2019 - 09/16/2020
AVANTAX INVESTMENT SERVICES, INC. (SAN DIEGO CA)
CA
09/29/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (SAN DIEGO CA)
BOTH
Issued 01/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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