Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vinh Nguyen is a financial professional with experience in the financial industry. Steven is registered with Allstate Financial Services, LLC and is licensed to offer securities and investment advisory services in California. Steven has held previous positions at PFS Investments Inc.. Steven is also a Series 6, Series 6TO, Series 26 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/25/2023 - Present
Allstate Financial Services, LLC (San Diego CA)
CA
11/30/2011 - 12/31/2014
ALLSTATE FINANCIAL SERVICES, LLC (CHULA VISTA CA)
CA
10/11/2011 - 11/08/2011
PFS INVESTMENTS INC. (SAN DIEGO CA)
GA
04/15/2008 - 12/31/2008
PFS INVESTMENTS INC. (DULUTH GA)
GA
06/27/1997 - 12/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 11/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/24/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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