Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vincent Thompson is a financial professional with over 30 years of experience in the industry. Steven is currently registered with Osaic Wealth, Inc. and has been in the business since 1993. Steven has held various positions in the financial industry, including working as a Registered Representative, Financial Advisor, and Branch Manager. Steven is also an active member of the community, serving on the boards of several non-profit organizations. Steven specializes in working with individuals and families, providing them with financial planning, retirement planning, investment management, and insurance services. Steven is dedicated to helping clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/01/2023 - Present
Osaic Wealth, Inc. (INDEPENDENCE OH)
OH
09/23/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (INDEPENDENCE OH)
OH
05/16/2002 - 09/24/2020
MML INVESTORS SERVICES, LLC (CLEVELAND OH)
OH
01/18/2002 - 06/11/2002
VALMARK SECURITIES, INC. (AKRON OH)
FL
03/12/1998 - 01/16/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
07/14/1997 - 01/08/1998
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NJ
09/24/1993 - 07/23/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
03/12/1993 - 05/24/1993
COWEN & CO. (NEW YORK NY)
MN
12/01/1992 - 03/11/1993
MIMLIC SALES CORPORATION (ST. PAUL MN)
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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