Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vincent Pulvirent is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Steven has 33 years of experience in the financial industry. Steven is registered in 12 states and has passed the Series 63, Series 10, Series 9, SIE and Series 7 exams. Steven provides financial advice to individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, investment clubs, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (GOSHEN NY)
NY
03/08/2006 - 06/23/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GOSHEN NY)
NY
03/19/1990 - 03/08/2006
ADVEST, INC. (GOSHEN NY)
BC
Issued 03/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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