Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vincent Arrigo is a financial advisor at D.A. Davidson & Co. with over 38 years of experience in the industry. Steven is a registered investment advisor in California and Texas and holds multiple licenses and designations. Steven has previously worked at Crowell Weedon & Co., Crowell, Weedon & Co., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., Smith Barney Inc., Lehman Brothers Inc. and E. F. Hutton & Company Inc. Steven specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for investment companies and pooled investment vehicles. Steven is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/10/2018 - Present
D.a. Davidson & Co. (NEWPORT BEACH CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (NEWPORT BEACH CA)
CA
09/16/2008 - 11/04/2013
CROWELL, WEEDON & CO. (NEWPORT BEACH CA)
CA
04/02/2007 - 09/22/2008
MORGAN STANLEY & CO. INCORPORATED (SANTA ANA CA)
CA
03/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA ANA CA)
CA
11/07/1994 - 03/21/2007
UBS FINANCIAL SERVICES INC. (ORANGE CA)
NY
07/31/1993 - 10/27/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/21/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Steven Arrigo is the right advisor for you? Invested Better is here to help.
