Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anderson is a financial advisor with over 27 years of experience in the industry. He is currently registered with B.b. Graham & Company, Inc. in Orange, CA. Steven has previously held positions at CROWN CAPITAL SECURITIES, L.P., BROOKSTREET SECURITIES CORPORATION, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, WM FINANCIAL SERVICES, INC., and PRUCO SECURITIES CORPORATION. Steven holds a variety of licenses and certifications, including Series 4, 6, 7, 24, 52, 53, 63, 65, and 99. Steven specializes in providing financial planning and investment management services for individuals and businesses. He is also a licensed life agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/23/2024 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
11/13/2007 - 05/07/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
12/18/2006 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
07/13/2006 - 01/18/2007
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
CA
06/11/1998 - 06/09/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
05/15/1996 - 06/08/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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