Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Verveniotis is a financial advisor with over 25 years of experience in the financial industry. Steven is registered as a Broker-Dealer, Investment Advisor Representative, and Principal and currently works with HSBC Securities (USA) Inc. Prior to joining HSBC Securities (USA) Inc. in 2019, Steven worked with Signature Securities Group Corp./Signature Bank and HSBC Brokerage (USA) Inc. Steven holds licenses Series 7, 9, 10, 24, 63, and 66 and has completed the Securities Industry Essentials exam. Steven works with a wide range of clients including high-net-worth individuals, corporations, and pooled investment vehicles. Steven is also a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., where Steven engages in the sale of bank-related products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/13/2019 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
06/27/2016 - 04/18/2019
SIGNATURE SECURITIES (Brooklyn NY)
NY
01/01/2005 - 06/17/2016
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
05/27/2016 - 06/06/2016
SIGNATURE SECURITIES (Brooklyn NY)
NY
06/19/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
07/24/1998 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
11/15/1994 - 07/22/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
IA
Issued 08/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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