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Steven Vaughns

Park Avenue Securities LLC

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About Steven Vaughns

Steven Vaughns is a registered investment advisor representative with Park Avenue Securities LLC. Steven has been in the financial services industry for over 14 years. Steven is licensed to sell securities products in Colorado, Florida, New Jersey, New York, Texas, and Washington. Steven also offers insurance products through Guardian Life Insurance. Steven has a Series 7, Series 24, and Series 66 license. Steven is currently active with the firm and specializes in Financial Planning, Educational Seminars, Selection of Other Advisors, and Portfolio Management for Individuals.

Firm Information

Steven Vaughns is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Vaughns’s Registration & Firm History

CO

04/17/2017 - Present

Park Avenue Securities LLC (GREENWOOD VILLAGE CO)

CO

03/08/2017 - 04/07/2017

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

07/24/2008 - 07/08/2016

PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 11/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Vaughns.
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