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Steven Tucker Greene

Northwestern Mutual Investment Services, LLC

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About Steven Tucker Greene

Steven Greene is a financial professional with over 30 years of experience in the financial services industry. Steven is currently registered with Northwestern Mutual Investment Services, LLC. Steven has held previous positions at AMSOUTH INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION, SUNTRUST SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Steven holds Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Steven is registered in 43 states as a broker and in one state as an investment advisor. Steven is also the owner of TWP, LLC, a legal entity established for business purposes related to compensation and employment.

Firm Information

Steven Greene is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1600 DIVISION ST Ste 400

NASHVILLE, TN 37203

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Greene’s Registration & Firm History

TN

04/06/2005 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

AL

02/14/2000 - 07/28/2004

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

WI

04/09/1998 - 02/14/2000

INVEST FINANCIAL CORPORATION (APPLETON WI)

GA

03/31/1997 - 04/13/1998

SUNTRUST SECURITIES, INC. (ATLANTA GA)

NY

01/18/1993 - 03/13/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 3/16/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/7/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Tucker Greene. Review regulatory record here.
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