Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Tran is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Steven has been in the financial industry since November 2013. Steven holds a Series 6, 7, 63, and 66 licenses. Steven has been registered with Wells Fargo Advisors Financial Network, LLC in California and Texas since September 2022. Steven has also been registered with Wells Fargo Clearing Services, LLC in California from November 2013 to September 2022. Steven's office is located in Irvine, California. Steven's specializations include retirement planning, insurance, education planning, estate planning, and business planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/15/2022 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
11/18/2013 - 09/15/2022
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
BOTH
Issued 04/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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