Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Tozer is a registered representative with Fifth Third Securities, Inc. Steven has been in the industry since April 2008. Steven is also a registered investment advisor representative. Steven has been registered with the state of Indiana as an investment advisor since July 2017. Steven has a Series 63, Series 66, and Series 7 license. Steven's previous employer was Fidelity Brokerage Services LLC. Steven has a wide range of specializations, including 1, 4, 5, and 6. Fifth Third Securities, Inc. is a firm with more than $1 billion in assets under management. The firm's compensation arrangements include a percentage of assets, commissions, and other fees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
09/30/2024 - Present
Fifth Third Securities, Inc. (CARMEL IN)
IN
03/07/2008 - 06/12/2017
FIDELITY BROKERAGE SERVICES LLC (INDIANAPOLIS IN)
BOTH
Issued 2/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/6/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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