Unclaimed
Steven Todd Starkovich is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Guggenheim Funds Distributors, LLC and has been with the firm since November 2011. Prior to Guggenheim Funds Distributors, LLC, Steven was a registered representative with First Trust Portfolios L.P. and Van Kampen Funds Inc.. Steven is licensed to provide investment advice in multiple states. Steven is also licensed to sell securities in multiple states. Steven holds the Series 6, 7, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
11/05/2011 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
IL
01/31/2000 - 11/22/2002
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
TX
06/29/1999 - 02/09/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 04/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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