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Steven Todd Starkovich

Guggenheim Funds Distributors, LLC

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About Steven Todd Starkovich

Steven Todd Starkovich is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Guggenheim Funds Distributors, LLC and has been with the firm since November 2011. Prior to Guggenheim Funds Distributors, LLC, Steven was a registered representative with First Trust Portfolios L.P. and Van Kampen Funds Inc.. Steven is licensed to provide investment advice in multiple states. Steven is also licensed to sell securities in multiple states. Steven holds the Series 6, 7, 63, 65, and SIE licenses.

Firm Information

Steven Starkovich is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Steven Starkovich’s Registration & Firm History

IL

11/05/2011 - Present

Guggenheim Funds Distributors, LLC (CHICAGO IL)

IL

01/31/2000 - 11/22/2002

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

TX

06/29/1999 - 02/09/2000

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 04/03/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Todd Starkovich.
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