Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nearpass is a registered representative with Charles Schwab & CO., Inc. and has been in the securities industry since 1998. Steven has worked at TD Ameritrade, Inc. and Royal Alliance Associates, Inc. in previous roles. Steven is registered in California and Colorado and is licensed to provide securities and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2025 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NY
11/23/2005 - 06/28/2013
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
NY
01/25/2005 - 11/09/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
AZ
01/27/2000 - 11/05/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
01/28/1999 - 08/24/1999
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
MI
10/28/1997 - 11/03/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 11/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2005
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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