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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lundgren is a financial advisor with over 25 years of experience in the financial services industry. Steven is registered with Wells Fargo Clearing Services, LLC and holds licenses to provide investment advice and securities trading services in California, New York and Texas. Steven is a Certified Financial Planner™ and has a wide range of experience in various areas of finance, including portfolio management, financial planning and investment consulting. Steven is also a registered representative of Wells Fargo Advisors, LLC, and provides investment advice and securities trading services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/28/2017 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
06/01/2009 - 08/05/2014
MORGAN STANLEY (WALNUT CREEK CA)
CA
03/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
CA
08/24/2000 - 03/25/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
NY
06/24/1996 - 08/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
02/10/1995 - 06/05/1996
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 08/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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