Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gaal is a financial professional with over 25 years of experience in the securities industry. He holds the Series 7, 24, 63, 79TO, 99TO, and SIE licenses. Steven is currently registered with Skyworks Securities, LLC in Connecticut. Prior to joining Skyworks Securities, LLC, Steven was a registered representative with Seabury Securities LLC and Fieldstone Private Capital Group, L.P. Steven is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/12/2004 - Present
Skyworks Securities, LLC (GREENWICH CT)
NY
03/06/1997 - 08/20/2002
SEABURY SECURITIES LLC (NEW YORK NY)
NY
06/22/1995 - 08/13/1996
FIELDSTONE PRIVATE CAPITAL GROUP, L.P. (NEW YORK NY)
BC
Issued 09/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Gaal is the right advisor for you? Invested Better is here to help.
