Unclaimed
Steven Thuyen is a registered representative with ADP Broker-Dealer, Inc. based in Florham Park, NJ. Steven Thuyen holds the Series 6TO and Series 63 licenses. He is also licensed to sell securities in the states of California, Colorado, Delaware, Florida, Mississippi, New Jersey, New York, North Carolina, Texas, and Virginia. Steven Thuyen has been in the industry since November 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/18/2021 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 12/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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