Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Thomas Wolters is a registered investment advisor representative with Raymond James Financial Services Advisors, Inc. Steven has been in the financial services industry since 2012. Steven has Series 7, 9, 10, 24, 66 and SIE licenses. Steven is registered with the state of Florida and Texas. Prior to joining Raymond James Financial Services Advisors, Inc., Steven worked at Edward Jones and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/21/2023 - Present
Raymond James Financial Services Advisors, Inc. (ST. PETERSBURG FL)
FL
05/06/2015 - 03/01/2017
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
11/21/2012 - 04/09/2015
EDWARD JONES (CHELSEA MI)
BOTH
Issued 12/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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