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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sherman is a financial advisor with over 30 years of experience in the financial services industry. Steven has worked with Cetera Investment Advisers LLC since June 2019, and previously worked with Foresters Financial Services, Inc. from January 1996 until June 2019. Steven is a registered investment advisor in Colorado and is also licensed in several other states. Steven holds the Series 6, 7, 26, 63 and 65 licenses. He is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/19/2019 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
01/03/1996 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)
NA
08/20/1985 - 06/07/1995
FIRST INVESTORS CORPORATION
IA
Issued 8/6/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/10/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/9/2013
Series 7 - General Securities Representative Examination
BC
Issued 8/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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