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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Post is a financial advisor with over 35 years of experience in the industry. Steven currently works at Morgan Stanley, where he is registered as a Registered Representative (RA) in New York and Texas. Before joining Morgan Stanley, Steven worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Ryan Beck & Co. Steven has a broad range of experience and has passed numerous industry exams, including the Series 65, Series 63, Series 10, Series 9, Series 24, Series 8, SIE, Series 3, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/15/2025 - Present
Morgan Stanley (New York NY)
NY
09/10/2004 - 01/29/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/29/2002 - 09/28/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/21/2001 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
12/22/1987 - 05/21/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 11/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/04/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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