Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Pope is a financial professional with over 12 years of experience in the industry. Steven is currently registered with Vanguard Marketing Corp. and holds Series 7, 24, and 63 licenses as well as the SIE exam. Steven has previously held positions at AMERICAN ENTERPRISE INVESTMENT SERVICES INC., AMERIPRISE FINANCIAL SERVICES, LLC, CRI SECURITIES, LLC, and SECURIAN FINANCIAL SERVICES, INC. Steven is licensed to offer securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/24/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
MN
01/03/2017 - 03/21/2023
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
10/17/2014 - 03/21/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
02/25/2014 - 10/13/2014
CRI SECURITIES, LLC (ST PAUL MN)
MN
05/11/2011 - 10/13/2014
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
BC
Issued 02/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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