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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Thomas Morgan is a financial advisor who has been working in the financial services industry since November 2009. Steven is registered with the state of Ohio as an Investment Advisor Representative and is also licensed to conduct business as a registered representative in several other states. Steven currently works for Arbor Point Advisors. He has previously worked for Securities America, Inc. and Cadaret, Grant & Co., Inc. and LPL Financial Corporation. Steven has a wide range of experience in the financial services industry and has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
10/12/2022 - Present
Arbor Point Advisors (WESTERVILLE OH)
OH
10/12/2022 - 06/14/2024
SECURITIES AMERICA, INC. (MAYFIELD HTS OH)
OH
02/12/2010 - 10/12/2022
CADARET, GRANT & CO., INC. (WESTERVILLE OH)
OH
11/24/2009 - 03/09/2010
LPL FINANCIAL CORPORATION (WESTERVILLE OH)
BOTH
Issued 02/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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