Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Malfitano is a financial professional with over 23 years of experience in the industry. Steven is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Steven is a Series 7, Series 63, Series 27 and Series 99TO licensed professional. Steven is also a SIE licensed professional. Steven has worked in various roles in the financial services industry including roles at E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, G1 EXECUTION SERVICES, LLC and Fidelity Brokerage Services LLC. Steven's current and past specializations have focused on portfolio management for individuals and businesses, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
04/20/2023 - Present
LPL Enterprise, LLC (FORT MILL SC)
NJ
08/18/2006 - 07/19/2022
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
12/20/2011 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
IL
12/20/2011 - 01/21/2014
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
RI
06/14/1999 - 09/05/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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