Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven King is a financial advisor at Ameriprise Financial Services, LLC, with over 30 years of experience in the financial services industry. Steven is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with the Financial Industry Regulatory Authority (FINRA) and several state securities regulators. Steven has held positions with Ameriprise Financial Services, Inc., and L.C. Wegard & Co., Inc., in addition to Ameriprise Financial Services, LLC. Steven King holds the Series 63, Series 65, SIE, Series 7, Series 8, Series 9, Series 10, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
10/05/2009 - Present
Ameriprise Financial Services, LLC (DEERFIELD IL)
IL
02/04/1994 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ROCKFORD IL)
NY
10/04/1993 - 12/20/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 12/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/03/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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