Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Thomas Hoppe is a financial advisor with Barclays Capital Inc. Steven has been in the industry since May 20, 2015. Steven holds the Series 63, SIE and Series 79 licenses and is registered in Georgia. Prior to joining Barclays Capital Inc., Steven was employed at WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
09/11/2017 - Present
Barclays Capital Inc. (ATLANTA GA)
NY
04/28/2015 - 08/18/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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