Unclaimed
Steven Fitzpatrick is a financial advisor who has been in the industry since June 15, 2020. Steven is currently registered with Empower Financial Services, Inc. Steven is licensed to conduct business in Georgia, Illinois, Iowa, Kansas, Michigan, Tennessee, and Texas. Steven holds the Series 6TO, SIE and Series 63 licenses. Prior to joining Empower Financial Services, Inc., Steven worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2022 - Present
Empower Financial Services, Inc. (Boston MA)
IA
06/16/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
BC
Issued 07/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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