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Steven Thomas Fitzpatrick

Empower Financial Services, Inc.

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About Steven Thomas Fitzpatrick

Steven Fitzpatrick is a financial advisor who has been in the industry since June 15, 2020. Steven is currently registered with Empower Financial Services, Inc. Steven is licensed to conduct business in Georgia, Illinois, Iowa, Kansas, Michigan, Tennessee, and Texas. Steven holds the Series 6TO, SIE and Series 63 licenses. Prior to joining Empower Financial Services, Inc., Steven worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.

Firm Information

Steven Fitzpatrick is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Fitzpatrick’s Registration & Firm History

MA

04/04/2022 - Present

Empower Financial Services, Inc. (Boston MA)

IA

06/16/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)

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Licenses & Designations

BC

Issued 07/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Thomas Fitzpatrick.
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