Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Faticone is a financial advisor with Ameriprise Financial Services, LLC. Steven has been in the financial services industry since 1987. Steven is a licensed representative in several states including Florida, California, Illinois, Ohio, Tennessee and Virginia. Steven holds Series 6, 7, 63, 65 and 66 licenses and has passed the Securities Industry Essentials Examination (SIE). Prior to Ameriprise Financial Services, LLC, Steven was registered with Centaurus Financial, Inc. Steven offers a range of financial services, including financial planning, investment management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/06/2023 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
FL
02/24/2011 - 06/23/2023
CENTAURUS FINANCIAL, INC. (LAKEWOOD RANCH FL)
FL
06/27/2007 - 02/11/2011
QA3 FINANCIAL CORP. (BRADEN RIVER FL)
FL
10/27/2005 - 06/26/2007
UVEST FINANCIAL SERVICES GROUP, INC. (WEST PALM BEACH FL)
FL
01/23/2003 - 11/17/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
05/23/1997 - 01/16/2003
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
VA
06/25/1996 - 09/17/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
NA
11/27/1995 - 06/20/1996
DIRECTED SERVICES, INC.
PA
10/04/1995 - 06/20/1996
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NA
02/02/1996 - 06/13/1996
DAIN BOSWORTH INCORPORATED
NY
06/25/1992 - 03/29/1994
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CO
03/31/1988 - 06/30/1992
ENDEAVOR GROUP (DENVER CO)
NA
04/14/1986 - 02/16/1988
INTEGRATED RESOURCES CAPITAL SERVICES, INC.
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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