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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Duplain is an Investment Advisor Representative with Planmember Securities Corp. Steven has 35 years of experience in the industry. Steven holds Series 6, 26 and 63 licenses and has passed the Series 65 exam. Steven specializes in providing investment advisory and financial planning services for individuals, businesses, pension plans and charitable organizations. Steven is also a Managing Member/Agent for Humanitas LLC dba Humanitas Financial and Insurance Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/09/2023 - Present
Planmember Securities Corp. (CARPINTERIA CA)
NJ
10/26/1989 - 12/18/1998
COPELAND EQUITIES, INC. (SOMERSET NJ)
NY
11/18/1986 - 11/16/1989
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
04/24/1986 - 12/15/1986
FIRST INVESTORS CORPORATION
IA
Issued 09/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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