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Steven Thomas Cassens

Foreside Funds Distributors LLC

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About Steven Thomas Cassens

Steven Thomas Cassens is a financial advisor who has been in the industry since October 26, 2008. Steven is currently registered with Foreside Funds Distributors LLC and has been with the firm since June 17, 2022. Steven is also registered with 53 states for securities and is registered with the FINRA. Before joining Foreside Funds Distributors LLC, Steven has held positions with Inspex LLC, Foreside Fund Services, LLC, IVA Funds Distributors, LLC, AllianceBernstein Investments, Inc., Quasar Distributors, LLC, Nomura Securities International, Inc., PIMCO Investments LLC, and Allianz Global Investors Distributors LLC.

Firm Information

Steven Cassens is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Cassens’s Registration & Firm History

FL

06/17/2022 - Present

Foreside Funds Distributors LLC (BOCA RATON FL)

FL

11/17/2021 - 06/03/2022

INSPEREX LLC (Delray Beach FL)

NY

08/01/2019 - 06/22/2021

FORESIDE FUND SERVICES, LLC (New York NY)

NY

04/03/2019 - 08/01/2019

IVA FUNDS DISTRIBUTORS, LLC (NEW YORK NY)

NY

10/20/2016 - 03/07/2019

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

ME

10/13/2014 - 05/18/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

11/22/2011 - 11/12/2013

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/14/2011 - 11/29/2011

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

04/20/2007 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Thomas Cassens.
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