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Steven Thomas Caruso

Voya Financial Partners, LLC

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About Steven Thomas Caruso

Steven Caruso is a registered representative with Voya Financial Partners, LLC. Steven has been in the financial services industry since 2015. Steven holds the Series 6, Series 63, and SIE licenses and is registered in Connecticut, Virginia, and West Virginia. Steven is also a member of FINRA.

Firm Information

Steven Caruso is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Caruso’s Registration & Firm History

NY

07/28/2015 - Present

Voya Financial Partners, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Thomas Caruso.
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