Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Thomas is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Steven has been in the industry since 1987 and has a strong track record of success in helping clients achieve their financial goals. Steven holds both Series 63 and Series 65 licenses, and is registered in 28 states. Steven specializes in providing investment advice and financial planning to individuals, families, and businesses. Steven is committed to providing personalized service and helping clients make informed decisions about their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CINCINNATI OH)
OH
01/01/2008 - 10/20/2023
WELLS FARGO CLEARING SERVICES, LLC (CINCINNATI OH)
OH
01/21/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BLUE ASH OH)
IA
Issued 02/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Steven Thomas is the right advisor for you? Invested Better is here to help.
