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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Theodore Swindler is a financial advisor at Hbks Wealth Advisors. Steven has over 17 years of experience in the financial services industry. Steven is a Certified Financial Planner and has passed the Series 7, Series 66 and SIE exams. Steven specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. In addition to working at Hbks Wealth Advisors, Steven also works as a CPA for Hill Barth & King LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
09/18/2006 - Present
Hbks Wealth Advisors (STUART FL)
FL
01/02/2009 - 12/01/2020
PURSHE KAPLAN STERLING INVESTMENTS (STUART FL)
FL
09/23/2005 - 01/07/2009
SECURITIES AMERICA, INC. (STUART FL)
OH
08/10/2005 - 10/05/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
BOTH
Issued 06/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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