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Steven Tanner Hale

Schwab Wealth Advisory, Inc.

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About Steven Tanner Hale

Steven Tanner Hale is a financial advisor with Schwab Wealth Advisory, Inc. Steven is also registered with Charles Schwab & Co., Inc. Steven has been in the financial industry for over 6 years. Prior to joining Schwab Wealth Advisory, Inc., Steven worked at TD Ameritrade, Inc. and Edward Jones. Steven is licensed to offer securities in all states and has the Series 7, Series 9, Series 10, and Series 66 licenses.

Firm Information

Steven Hale is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Steven Hale’s Registration & Firm History

TX

02/09/2021 - Present

Schwab Wealth Advisory, Inc. (Westlake TX)

TX

11/10/2017 - 10/19/2021

TD AMERITRADE, INC. (Southlake TX)

TX

01/21/2016 - 10/20/2017

EDWARD JONES (HIGHLAND VILLAGE TX)

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Licenses & Designations

BOTH

Issued 02/08/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/20/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Tanner Hale.
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