Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Tamayo is a financial professional with over 18 years of experience in the industry. Steven has a strong background in investments, having worked for several prominent firms including UVEST Financial Services Group, Inc., BANC of America Investment Services, Inc., UST Securities Corp., and Quick & Reilly, Inc.. Steven currently works at LPL Financial LLC as an Investment Advisor Representative. Steven is a licensed representative in both North Carolina and South Carolina, and holds licenses Series 63, 53, 4, 24, 79TO, 99TO, SIE, and 7. Steven specializes in various financial services and is dedicated to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/24/2012 - Present
LPL Financial LLC (FORT MILL SC)
NC
02/12/2008 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
10/20/2004 - 01/28/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/02/2007 - 11/16/2007
UST SECURITIES CORP. (CHARLOTTE NC)
NY
09/30/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 10/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/28/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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