Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven T. Rodriguez has over 20 years of experience in the financial services industry. Steven is a registered representative with Fidelity Brokerage Services LLC, a firm with a strong track record of providing investment advice and brokerage services. Steven holds the Series 7, Series 24, Series 26, Series 63, and Series 6TO licenses. Steven is committed to providing clients with personalized financial guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/29/2007 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
06/08/2006 - 12/14/2006
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
RI
04/26/2001 - 12/31/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 06/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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