Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven T Ewen is a financial advisor who has been in the industry since 2001. He has a strong background in both securities and investment advisory services. Steven T Ewen currently works with Cambridge Investment Research Advisors, Inc. and has previously worked with Client One Securities LLC and Sunset Financial Services, Inc. Steven T Ewen is licensed to provide investment advisory services in Colorado and Texas, and is registered to provide securities services in 21 states. He also holds a Personal Financial Specialist designation. Steven T Ewen is dedicated to providing comprehensive financial planning and investment advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
08/26/2019 - Present
Cambridge Investment Research Advisors, Inc. (Golden CO)
CO
01/03/2013 - 08/22/2019
CLIENT ONE SECURITIES LLC (Highlands Ranch CO)
CO
07/02/2004 - 12/31/2012
SUNSET FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CA
11/08/2001 - 06/28/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 04/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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