Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Syslo is a financial advisor with over 20 years of experience in the industry. Steven is currently registered with UBS Financial Services Inc., a leading global wealth management firm. Steven provides a wide range of financial services to individuals, families, and businesses. Prior to joining UBS Financial Services Inc., Steven worked for Morgan Stanley and Morgan Stanley & Co. Incorporated, where he gained experience in investment management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/13/2016 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 06/10/2016
MORGAN STANLEY (RIDGEWOOD NJ)
NJ
01/09/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NY
06/27/2002 - 05/07/2007
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 06/26/2002
WALTER N. FRANK & CO., LLC (NEW YORK NY)
BOTH
Issued 03/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/09/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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