Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Swistak is a registered representative with Park Avenue Securities LLC, offering a range of financial advisory services to clients. Steven has been in the financial industry since November 2008, with experience across multiple firms including Ameriprise Financial Services, LLC, RiverSource Distributors Inc. and Curian Capital, LLC. Steven is licensed to offer financial advice in New Jersey, New York, Connecticut and Wisconsin. Steven holds a Series 7 and SIE license as well as the Series 66, the Uniform Combined State Law Examination. Steven's experience and licenses allow Steven to provide financial planning, portfolio management, and educational seminars to a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
10/22/2024 - Present
Park Avenue Securities LLC (TARRYTOWN NY)
NY
05/02/2022 - 11/09/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Hauppauge NY)
MN
10/01/2015 - 05/12/2022
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CO
01/08/2010 - 09/15/2015
CURIAN CLEARING, LLC (DENVER CO)
CO
02/03/2009 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
07/09/2008 - 10/30/2008
JANUS DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 07/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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